-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Emk2VQamHwDHlyqrb533olDZnuRv8Cd9IUNJkfefKHQ0W+Ekge5GPqNE//qodo+t aQw4w7bIaMUb8LybfWtESQ== 0000950134-04-002597.txt : 20040226 0000950134-04-002597.hdr.sgml : 20040226 20040226170022 ACCESSION NUMBER: 0000950134-04-002597 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040226 GROUP MEMBERS: G STACY SMITH GROUP MEMBERS: PATRICK P WALKER GROUP MEMBERS: REID S WALKER GROUP MEMBERS: WALKER SMITH CAPITAL (QP) LP GROUP MEMBERS: WALKER SMITH CAPITAL LP GROUP MEMBERS: WALKER SMITH INTERNATIONAL FUND LTD GROUP MEMBERS: WS CAPITAL MANAGEMENT LP GROUP MEMBERS: WS OPPORTUNITY FUND (QP) LP GROUP MEMBERS: WS OPPORTUNITY FUND INTERNATIONAL LTD GROUP MEMBERS: WS OPPORTUNITY FUND LP GROUP MEMBERS: WS VENTURES MANAGEMENT LP GROUP MEMBERS: WSV MANAGEMENT LLC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WS CAPITAL LLC CENTRAL INDEX KEY: 0001123407 IRS NUMBER: 752681594 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 880 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566055 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TARANTELLA INC CENTRAL INDEX KEY: 0000851560 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942549086 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57837 FILM NUMBER: 04631396 BUSINESS ADDRESS: STREET 1: 425 ENCINAL STREET STREET 2: PO BOX 1900 CITY: SANTA CRUZ STATE: CA ZIP: 95061 BUSINESS PHONE: 4084277172 MAIL ADDRESS: STREET 1: 425 ENCINAL STREET STREET 2: PO BOX 1900 CITY: SANTA CRUZ STATE: CA ZIP: 95061 FORMER COMPANY: FORMER CONFORMED NAME: SANTA CRUZ OPERATION INC DATE OF NAME CHANGE: 19940614 SC 13G 1 d13016sc13g.htm SCHEDULE 13G sc13g
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

Tarantella, Inc.


(Name of Issuer)

Common Stock, no par value


(Title of Class of Securities)

876090309


(Cusip Number)

February 18, 2004


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        x Rule 13d-1 (c)

        o Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

Person Authorized to Receive Notices and Communications:

Taylor H. Wilson, Esq.
Haynes and Boone, LLP
901 Main Street, Suite 3100
Dallas, Texas 75202
(214) 651-5615

 


 

             
13G
CUSIP No. 876090309 Page 2 of 21

  1. Name of Reporting Person:
WS Capital, L.L.C.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Texas

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
1,601,400

6. Shared Voting Power:
0

7. Sole Dispositive Power:
1,601,400

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
1,601,400

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
5.9%

  12.Type of Reporting Person:
HC

 


 

             
13G
CUSIP No. 876090309 Page 3 of 21

  1. Name of Reporting Person:
WS Capital Management, L.P.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Texas

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
1,601,400

6. Shared Voting Power:
0

7. Sole Dispositive Power:
1,601,400

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
1,601,400

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
5.9%

  12.Type of Reporting Person:
IA

 


 

             
13G
CUSIP No. 876090309 Page 4 of 21

  1. Name of Reporting Person:
Walker Smith Capital, L.P.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Texas

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
137,760

6. Shared Voting Power:
0

7. Sole Dispositive Power:
137,760

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
137,760

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
0.5%

  12.Type of Reporting Person:
PN

 


 

             
13G
CUSIP No. 876090309 Page 5 of 21

  1. Name of Reporting Person:
Walker Smith Capital (Q.P.), L.P.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Texas

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
649,200

6. Shared Voting Power:
0

7. Sole Dispositive Power:
649,200

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
649,200

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
2.4%

  12.Type of Reporting Person:
PN

 


 

             
13G
CUSIP No. 876090309 Page 6 of 21

  1. Name of Reporting Person:
Walker Smith International Fund, Ltd.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
British Virgin Islands

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
814,440

6. Shared Voting Power:
0

7. Sole Dispositive Power:
814,440

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
814,440

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
3.0%

  12.Type of Reporting Person:
CO

 


 

             
13G
CUSIP No. 876090309 Page 7 of 21

  1. Name of Reporting Person:
WSV Management, L.L.C.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Texas

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
712,886

6. Shared Voting Power:
0

7. Sole Dispositive Power:
712,886

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
712,886

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
2.7%

  12.Type of Reporting Person:
IA

 


 

             
13G
CUSIP No. 876090309 Page 8 of 21

  1. Name of Reporting Person:
WS Ventures Management, L.P.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Texas

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
712,886

6. Shared Voting Power:
0

7. Sole Dispositive Power:
712,886

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
712,886

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
2.7%

  12.Type of Reporting Person:
HC

 


 

             
13G
CUSIP No. 876090309 Page 9 of 21

  1. Name of Reporting Person:
WS Opportunity Fund, L.P.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Texas

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
201,480

6. Shared Voting Power:
0

7. Sole Dispositive Power:
201,480

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
201,480

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
0.8%

  12.Type of Reporting Person:
PN

 


 

             
13G
CUSIP No. 876090309 Page 10 of 21

  1. Name of Reporting Person:
WS Opportunity Fund (Q.P.), L.P.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Texas

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
245,846

6. Shared Voting Power:
0

7. Sole Dispositive Power:
245,846

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
245,846

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
0.9%

  12.Type of Reporting Person:
PN

 


 

             
13G
CUSIP No. 876090309 Page 11 of 21

  1. Name of Reporting Person:
WS Opportunity Fund International, Ltd.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
Cayman Islands

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
265,560

6. Shared Voting Power:
0

7. Sole Dispositive Power:
265,560

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
265,560

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
1.0%

  12.Type of Reporting Person:
CO

 


 

             
13G
CUSIP No. 876090309 Page 12 of 21

  1. Name of Reporting Person:
Reid S. Walker
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
United States of America

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
2,314,286

6. Shared Voting Power:
0

7. Sole Dispositive Power:
2,314,286

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
2,314,286

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
8.5%

  12.Type of Reporting Person:
HC

 


 

             
13G
CUSIP No. 876090309 Page 13 of 21

  1. Name of Reporting Person:
G. Stacy Smith
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
United States of America

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
2,314,286

6. Shared Voting Power:
0

7. Sole Dispositive Power:
2,314,286

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
2,314,286

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
8.5%

  12.Type of Reporting Person:
HC

 


 

             
13G
CUSIP No. 876090309 Page 14 of 21

  1. Name of Reporting Person:
Patrick P. Walker
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) x  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
United States of America

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
712,886

6. Shared Voting Power:
0

7. Sole Dispositive Power:
712,886

8.Shared Dispositive Power:
0

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
712,886

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
2.7%

  12.Type of Reporting Person:
HC


 

     
CUSIP No. — 876090309
  Page 15 of 21 Pages

     This Schedule 13G relates to the shares of common stock, no par value (“Common Stock”), of Tarantella, Inc., a California corporation, purchased by (i) WS Capital, L.L.C., a Texas limited liability company (“WS Capital”), for the account of (1) Walker Smith Capital, L.P., a Texas limited partnership (“WSC”), (2) Walker Smith Capital (Q.P.), L.P., a Texas limited partnership (“WSCQP”), and (3) Walker Smith International Fund, Ltd., a British Virgin Islands exempted company (“WS International”), and (ii) WSV Management, L.L.C., a Texas limited liability company (“WSV”), for the account of (1) WS Opportunity Fund, L.P., a Texas limited partnership (“WSO”), (2) WS Opportunity Fund (Q.P.), L.P., a Texas limited partnership (“WSOQP”), and (3) WS Opportunity Fund International, Ltd., a Cayman Islands exempted company (“WSO International”). WS Capital is the general partner of WS Capital Management, L.P., a Texas limited partnership (“WSC Management”). WSC Management is the general partner of each of WSC and WSCQP and the investment manager and agent and attorney-in-fact for WS International. WSV is the general partner of WS Ventures Management, L.P., a Texas limited partnership (“WSVM”). WSVM is the general partner of each of WSO and WSOQP and the investment manager and agent and attorney-in-fact for WSO International. Reid S. Walker and G. Stacy Smith are principals of WS Capital and WSV, and Patrick P. Walker is a principal of WSV. Each of the reporting persons hereby expressly disclaims membership in a “group” under Section 13(d) of the Securities Exchange Act of 1934 and the rules and regulations thereunder with respect to the shares of Common Stock reported herein, and this Schedule 13G shall not be deemed to be an admission that any such reporting person is a member of such a group.

     
Item 1(a)
  Name of Issuer:
 
   
  Tarantella, Inc.
     
Item 1(b)
  Address of Issuer’s Principal Executive Offices:
 
   
  425 Encinal Street
  Santa Cruz, California 95060
     
Item 2(a)
  Names of Persons Filing:
 
   
  See Item 1 of each cover page.
     
Item 2(b)
  Address of Principal Business Offices:
 
   
  300 Crescent Court, Suite 880
  Dallas, Texas 75201
     
Item 2(c)
  Citizenship:
 
   
  See Item 4 of each cover page.
     
Item 2(d)
  Title of Class of Securities:
 
   
  Common Stock, no par value

 


 

     
CUSIP No. — 876090309
  Page 16 of 21 Pages
     
Item 2(e)
  CUSIP Number:
 
   
   876090309
             
Item 3   Status of Persons Filing:
 
           
  (a)   [ ]   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
  (b)   [ ]   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c)   [ ]   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d)   [ ]   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e)   [ ]   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f)   [ ]   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g)   [ ]   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  (h)   [ ]   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)   [ ]   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)   [ ]   Group, in accordance with §240.13d-1(b)(1)(ii)(J).
         
Item 4   Ownership:
 
       
  (a)   Reid S. Walker and G. Stacy Smith are the beneficial owners of 2,314,286 shares of Common Stock, which includes (i) 1,601,400 shares of Common Stock beneficially owned by WS Capital and WSC Management for the accounts of WSC, WSCQP and WS International and (ii) 712,886 shares of Common Stock beneficially owned by WSV and WSVM for the accounts of WSO, WSOQP and WSO International.
 
       
      Patrick P. Walker is the beneficial owner of 712,886 shares of Common Stock beneficially owned by WSV and WSVM for the accounts of WSO, WSOQP and WSO International.
 
       
      WS Capital and WSC Management are the beneficial owners of 1,601,400 shares of Common Stock, which includes (i) 137,760 shares beneficially owned by WSC, of which 114,800 shares are held directly and 22,960 shares may be acquired upon exercise of a warrant, (ii) 649,200 shares beneficially owned by WSCQP, of which 541,000 shares are held directly and 108,200 shares may be acquired upon exercise of a warrant, and (iii) 814,440 shares beneficially owned by WS International, of which 678,700 shares are held directly and 135,740 shares may be acquired upon exercise of a warrant.
 
       
      WSV and WSVM are the beneficial owners of 712,886 shares of Common Stock, which includes (i) 201,480 shares beneficially owned by WSO, of which 167,900 shares are held directly and 33,580 shares may be acquired upon exercise of a warrant, (ii) 245,846 shares beneficially owned by WSOQP, of which 204,872 shares are held directly and 40,974 shares may be acquired upon exercise of a warrant, and (iii) 265,560 shares beneficially owned by WSO International, of which 221,300 shares are held directly and 44,260 shares may be acquired upon exercise of a warrant.

 


 

     
CUSIP No. — 876090309
  Page 17 of 21 Pages
             
    (b)   Percent of class:
 
           
        See Item 11 of each cover page.
 
           
    (c)   Number of shares as to which each person has:
 
           
      (i)   sole power to vote or to direct the vote:
 
           
          See Item 5 of each cover page.
 
           
      (ii)   shared power to vote or to direct the vote:
 
           
          See Item 6 of each cover page.
 
           
      (iii)   sole power to dispose or to direct the disposition of:
 
           
          See Item 7 of each cover page.
 
           
      (iv)   shared power to dispose or to direct the disposition of:
 
           
          See Item 8 of each cover page.
     
Item 5
  Ownership of 5% or Less of a Class:
 
   
  Not applicable.
     
Item 6
  Ownership of More than 5% on Behalf of Another Person:
 
   
  Not applicable.
     
Item 7
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
 
   
  WSC Management is an investment adviser registered with the State of Texas and, as such, has beneficial ownership of the shares of Common Stock held by its clients, WSC, WSCQP and WS International. WS Capital is the general partner of WSC Management. Reid S. Walker and G. Stacy Smith are the sole principals of WS Capital, and therefore exercise investment discretion and control with respect to the shares of Common Stock held by WSC Management’s clients.
 
   
  WSV is an investment adviser registered with the State of Texas and is the general partner of WSVM and, as such, has beneficial ownership of the shares of Common Stock held by its clients, WSO, WSOQP and WSO International. Reid S. Walker, G. Stacy Smith and Patrick P. Walker are the sole principals of WSV, and therefore exercise investment discretion and control with respect to the shares of Common Stock held by WSV’s clients.

 


 

     
CUSIP No. – 876090309
  Page 18 of 21 Pages
     
Item 8
  Identification and Classification of Members of the Group:
 
   
  Not applicable.
     
Item 9
  Notice of Dissolution of Group:
 
   
  Not applicable.
     
Item 10
  Certification:
 
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

     
CUSIP No. — 876090309
  Page 19 of 21 Pages

SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

         
Date: February 25, 2004
       
 
       
    WS CAPITAL, L.L.C.
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
       
    WS CAPITAL MANAGEMENT, L.P.
 
       
  By:   WS Capital, L.L.C., its general partner
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
       
    WALKER SMITH CAPITAL, L.P.
 
       
  By:   WS Capital Management, L.P., its general partner
 
       
  By:   WS Capital, L.L.C., its general partner
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
       
    WALKER SMITH CAPITAL (Q.P.), L.P.
 
       
  By:   WS Capital Management, L.P., its general partner
 
       
  By:   WS Capital, L.L.C., its general partner
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member

 


 

     
CUSIP No. — 876090309
  Page 20 of 21 Pages
         
    WALKER SMITH INTERNATIONAL FUND, LTD.
 
       
  By:   WS Capital Management, L.P., its agent and attorney-in-fact
 
       
  By:   WS Capital, L.L.C., its general partner
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
       
    WSV MANAGEMENT, L.L.C.
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
       
    WS VENTURES MANAGEMENT, L.P.
 
       
  By:   WSV Management, L.L.C., its general partner
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
       
    WS OPPORTUNITY FUND, L.P.
 
       
  By:   WS Ventures Management, L.P., its general partner
 
       
  By:   WSV Management, L.L.C., its general partner
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
 
       
    WS OPPORTUNITY FUND (Q.P.), L.P.
 
       
  By:   WS Ventures Management, L.P., its general partner
 
       
  By:   WSV Management, L.L.C., its general partner
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member

 


 

     
CUSIP No. — 876090309
  Page 21 of 21 Pages
         
    WS OPPORTUNITY FUND INTERNATIONAL, LTD.
 
       
  By:   WS Ventures Management, L.P., its agent and attorney-in-fact
 
       
  By:   WSV Management, L.L.C., its general partner
 
       
  By:   /s/ Reid S. Walker
     
 
      Reid S. Walker, Member
     
  /s/ Reid S. Walker
 
 
  REID S. WALKER
 
   
  /s/ G. Stacy Smith
 
 
  G. STACY SMITH
 
   
  /s/ Patrick P. Walker
 
 
  PATRICK P. WALKER

 


 

EXHIBITS

     
Exhibit 1
  Joint Filing Agreement, dated February 25, 2004, entered into by and among WS Capital, L.L.C., WS Capital Management, L.P., Walker Smith Capital, L.P., Walker Smith Capital (Q.P.), L.P., Walker Smith International Fund, Ltd., WSV Management, L.L.C., WS Ventures Management, L.P., WS Opportunity Fund, L.P., WS Opportunity Fund (Q.P.), L.P., WS Opportunity Fund International, Ltd., Reid S. Walker, G. Stacy Smith and Patrick P. Walker.

 

EX-1 3 d13016exv1.htm JOINT FILING AGREEMENT exv1
 

EXHIBIT 1

JOINT FILING AGREEMENT

     In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13G (including amendments thereto) with regard to the common stock of Tarantella, Inc., a California corporation, and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of February 25, 2004.
         
  WS CAPITAL, L.L.C.
 
 
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 
 
  WS CAPITAL MANAGEMENT, L.P.
 
 
  By:   WS Capital, L.L.C., its general partner    
 
     
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 
 
  WALKER SMITH CAPITAL, L.P.
 
 
  By:   WS Capital Management, L.P., its general partner    
 
     
  By:   WS Capital, L.L.C., its general partner    
 
     
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 
 
  WALKER SMITH CAPITAL (Q.P.), L.P.
 
 
  By:   WS Capital Management, L.P., its general partner    
 
     
  By:   WS Capital, L.L.C., its general partner    
 
     
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       

 


 

         
  WALKER SMITH INTERNATIONAL FUND, LTD.
 
 
  By:   WS Capital Management, L.P., its agent and attorney-in-fact    
 
     
  By:   WS Capital, L.L.C., its general partner    
 
     
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 
 
  WSV MANAGEMENT, L.L.C.
 
 
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 
 
  WS VENTURES MANAGEMENT, L.P.
 
 
  By:   WSV Management, L.L.C., its general partner    
 
     
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 
 
  WS OPPORTUNITY FUND, L.P.
 
 
  By:   WS Ventures Management, L.P., its general partner  
 
     
  By:   WSV Management, L.L.C., its general partner    
 
     
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 
 
  WS OPPORTUNITY FUND (Q.P.), L.P.
 
 
  By:   WS Ventures Management, L.P., its general partner  
 
     
  By:   WSV Management, L.L.C., its general partner    
 
     
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 

 


 

         
  WS OPPORTUNITY FUND INTERNATIONAL, LTD.
 
 
  By:   WS Ventures Management, L.P., its agent and attorney-in-fact    
 
     
  By:   WSV Management, L.L.C., its general partner    
 
     
  By:   /s/ Reid S. Walker    
    Reid S. Walker, Member   
       
 
     
  /s/ Reid S. Walker    
  REID S. WALKER   
       
 
     
  /s/ G. Stacy Smith    
  G. STACY SMITH   
       
 
     
  /s/ Patrick P. Walker    
  PATRICK P. WALKER   
       
 

 

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